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American Law and Economics Association
Results: 308

#	Item
171	The Investor Bill of Rights Copyright © 1997 by the North American Securities Administrators Association (NASAA) When You Invest, You Have the Right to: 1. Ask for and receive information from a firm about the work hist Add to Reading List Source URL: www.ofi.la.gov Language: English - Date: 2013-12-02 16:01:17 Securities Finance Security Stock market North American Securities Administrators Association Securities fraud Financial economics United States securities law Financial system
172	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-14 15:55:21 Finance United States securities law Financial system Accredited investor North American Securities Administrators Association Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Financial economics Financial regulation Investment
173	Committee on Federal Regulation of Securities, Business Law Section, American Bar Association on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-16 16:43:08 U.S. Securities and Exchange Commission Business Financial economics Money Financial services Soft dollar Prime brokerage Finance Financial adviser Investment
174	02 DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION 032 OFFICE OF SECURITIES Chapter 525: RULE REGARDING SMALL COMPANY OFFERING REGISTRATIONS Add to Reading List Source URL: www.maine.gov Language: English - Date: 2007-02-06 11:15:05 73rd United States Congress Finance SEC filings Investment Stock market Securities Act Regulation D Security North American Securities Administrators Association United States securities law United States Securities and Exchange Commission Financial economics
175	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-27 11:29:33 United States securities law Financial regulation Stock market United States Securities and Exchange Commission SEC filings North American Securities Administrators Association U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation D Financial economics Finance Financial system
176	The IA Switch A Successful Collaboration to Enhance Investor Protection North American Securities Administrators Association Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:47:01 Financial system Late-2000s financial crisis Financial regulation Investment North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Registered Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial economics Business
177	Virtual Mentor American Medical Association Journal of Ethics August 2011, Volume 13, Number 8: [removed]HEALTH LAW Medical-Legal Partnerships Rebecca L. Huston, MD, MPH, Susan Zinn, JD, and Sylvia Leal-Castanon, MD Add to Reading List Source URL: www.kansaslegalservices.org Language: English - Date: 2011-12-30 11:15:56 University of Texas Health Science Center at San Antonio Health equity Texas RioGrande Legal Aid American Medical Association Health care Barry Zuckerman Health Medicine Health economics
178	Prepared Testimony of NASAA President Jack Herstein to the Senate Committee on Banking, Housing and Urban Affairs Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:53:59 Financial regulation Financial system United States Securities and Exchange Commission Investment Regulation D Crowd funding North American Securities Administrators Association Securities offering Securities Act Financial economics United States securities law Finance
179	Microsoft Word - Sec 914 Comment Letter - Final.doc Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:53:26 Finance Financial system Investment Corporate crime U.S. Securities and Exchange Commission North American Securities Administrators Association Registered Investment Advisor Self-regulatory organization Financial adviser Financial regulation United States securities law Financial economics
180	Microsoft Word - NASAA Testimony to Senate Banking Securities Subcommittee[removed]FINAL Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:57:38 United States Securities and Exchange Commission Financial system Securities SEC filings North American Securities Administrators Association Securities Act Regulation D Form D U.S. Securities and Exchange Commission United States securities law Financial economics Finance